Benefit Street Partners

Regulatory Information

Benefit Street Partners Limited Global Policies

 

EMEA Wall Crossing/ Market Sounding Communications (MAR)

For any inquiries relating to Benefit Street Partners Limited (“BSP Ltd”) in a Market Sounding pursuant to the Market Abuse Regulation (EU No. 596/2014), the Market Abuse II Directive (Directive 2014/57/EU), and the UK Market Abuse Regulation (UK MAR), including any related legislation, please direct your communication solely and exclusively to the BSP Ltd Compliance email address [email protected] The BSP Ltd Compliance team, acting as the authorised Market Sounding Recipients (MSR), functions as a gatekeeper between BSP Ltd investment teams and brokers for all Market Sounding inquiries. It is imperative that BSP Ltd employees not be contacted directly regarding Market Soundings, as they are not authorised to receive such communications. Your compliance with this established protocol is essential and appreciated.

Anti-Money Laundering and Counter Terrorist Financing Policy (“AML/CTF Policy”) Statement

Benefit Street Partners Limited (“BSP Ltd”) acting as Agent/ Investment Manager on behalf of its clients (inc. its sponsored collective investment schemes) is committed to high ethical standards. Our policies on anti-money laundering, sanctions and anti-bribery and corruption aim to ensure that risks identified by the firm are appropriately mitigated.

The objective of the AML/CTF policy is to identify and appropriately manage risks identified by BSP Ltd. This is achieved by establishing and implementing appropriate processes, systems and controls to protect BSP Ltd, its customers, shareholders and employees from money laundering. The AML/CTF policy sets out the minimum control standards to BSP Ltd and its employees, requiring them to conduct business in accordance with applicable AML laws, rules, and regulations.

The AML/CTF policy is informed by applicable laws, regulations, regulatory guidance and best practice from the United Kingdom, European Union, the United States of America and other jurisdictions for which it operates. In cases where material differences exist between the rules and regulations of these authorities or countries, the AML policy adopts the highest standard, while acknowledging the primary of local law.

Please see the Wolfsberg Questionnaire.

Benefit Street Partners Limited Benefit Street Partners Limited is incorporated in England.
Benefit Street Partners Limited is authorised and regulated by the Financial Conduct Authority.
Benefit Street Partners Limited is registered as an investment adviser with the Securities and Exchange Commission with respect to its US clients.

Benefit Street Partners

Benefit Street Partners Limited Benefit Street Partners Limited is incorporated in England.
Benefit Street Partners Limited is authorised and regulated by the Financial Conduct Authority.
Benefit Street Partners Limited is registered as an investment adviser with the Securities and Exchange Commission with respect to its US clients.

Cannon Place
78 Cannon Street
London EC4N 6HL
UK
Registration number 2958399
Incorporated in England and Wales

Calls to Benefit Street Partners Limited may be recorded in line with applicable laws and regulations and for training and monitoring purposes.

BSP NY, LLC

One Madison Avenue
Suite 1600
New York, NY 10010
USA
BSP NY, LLC is incorporated in Delaware, USA
BSP NY, LLC is registered as an investment adviser with the Securities and Exchange Commission.

BSP High Yield

100 Federal Street
22nd Floor
Boston, MA 02110
USA

A division of BSP NY, LLC

Complaints Handling

Complaints may be submitted via email to [email protected] or in writing to:

Benefit Street Partners Limited Cannon Place, 78 Cannon Street, London, EC4N 6HL

Benefit Street Partners Limited will acknowledge complaints in writing within three business days of receipt and will investigate the complaint. Benefit Street Partners Limited will be transparent in our investigation, will not charge any fees for the investigation and will work to reach an agreeable solution as quickly as possible with the aim to have the complaint resolved within three business days. Business days are Monday to Friday excluding Bank Holidays. If the complaint cannot be resolved within 30 days, BSP Ltd will keep the complainant informed of the progress of the complaint every 14 days.

Following an investigation, Benefit Street Partners Limited will notify you by email or in writing of the outcome. 

If you are dissatisfied with the response to your compliant and wish to escalate the matter, please contact Benefit Street Partners Limited’s Head of Compliance: [email protected] 

 

 

Please note that certain fund and/or entity names referenced on this website reflect a pending rebrand initiative.